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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED_RES | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| NC | RA | APPROVED | 2021-03-29 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref- Individual & Institutional Services, Llc | Charlotte | NC | 08/2013 | Present |
| Tiaa | Charlotte | NC | 08/2013 | Present |
IDEAL PLACE LLC POSITION: owner NATURE: i use my previous personal residence as rental and started a llc to protect the property. it does not interfere with my work at TIAA. I do not give financial advise or any other duties except for residence INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2025 ADDRESS: Home Address, Concord NC 28025, United States DESCRIPTION: rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-01 |
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