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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-05
CA RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-05
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rich Leyh Minneapolis MN 08/2007 Present
Wells Fargo Advisors Llc Wayzata MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Wayzata MN 11/2016 Present
  • 08/2007 → Present
    Rich Leyh
    Minneapolis, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Wayzata, MN
  • 11/2016 → Present
    Wayzata, MN
Previous Registrations
  • 2008-01-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Bloomington, MN
    Wayzata, MN
    Wayzata, MN
Other Businesses

RENTAL PROPERTY, INV RELATED, BRAINERD, MN, 100% OWNERSHIP, START 2/21/2020, 5 HOURS PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, BRAINERD, MN, 100% OWNERSHIP, START 2/21/2020, 5 HOURS PER MONTH, ZERO DURING TRADING. BS RENTALS; NOT INVESTMENT RELATED; BRAINERD,MN; 100% OWNERSHIP; START 6/15/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, BRAINERD, MN, 100% OWNERSHIP, START 6/15/2021, 4 HOURS PER MONTH, ZERO DURING TRADING, OWNER. BKS RENTALS; NOT INVESTMENT RELATED; MAPLE PLAIN, MN; 100% OWNERSHIP WITH SPOUSE; START 6/15/2021; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. SUCCESSOR TRUSTEE FOR UNCLE & AUNT; INV RELATED;ST. CLOUD,MN; FINANCIAL AND MEDICAL NEEDS; TRUSTEE/CO-TRUSTEE; START DATE: 08/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-09
  • S66 Uniform Combined State Law Examination
    2008-01-09

View on SEC IAPD

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