Juan Manuel Vargas

Current Employers

Employment History

• 04/2011 → 09/2016
  Foresters Financial Services
  San Diego, CA
• 01/2016 → 09/2016
  Foresters Advisory Services Llc
  San Diego, CA
• 09/2016 → 08/2019
  Woodbury Financial Services Inc
  San Diego, CA
• 08/2019 → 06/2024
  Securities America, Inc.
  Riverside, CA
• 08/2019 → 06/2024
  Securities America Advisors
  Riverside, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Riverside, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Riverside, CA

Previous Registrations

• 2019-08-13 → 2024-06-14
  Securities America Advisors, Inc.
  Apple Valley, CA
  Apple Valley, CA
• 2016-09-06 → 2019-08-16
  Woodbury Financial Services, Inc.
  San Diego, CA
  Costa Mesa, CA
  Applevalley, CA
• 2016-01-15 → 2016-09-07
  Foresters Advisory Services, Llc
  San Diego, CA

Other Businesses

1. DBA: Cognitio Capital 2. JUAN VARGAS POSITION: Sales NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2007 ADDRESS: 16742 Verano St, Hesperia CA 92345 DESCRIPTION: Insurance sales 3. COGNITIO CAPITAL, INC POSITION: President NATURE: S-Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/14/2023 ADDRESS: 6876 Indiana Ave, A, Riverside CA 92506, United States DESCRIPTION: Corporate account is simply for tax pass through purposes 4. COGNITIO CAPITAL POSITION: President NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 12585 Iroquois Rd, Apple Valley CA 92308, United States DESCRIPTION: Sell fixed life insurance and annuities to clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-31
• S63 Uniform Securities Agent State Law Examination
  2007-09-24