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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
8540 Executive Woods Dr Ste 100, Lincoln, NE 68512 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lincoln | NE | 03/2000 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Lincoln | NE | 07/2000 | 07/2021 |
| Rink & Rolf, Inc. | Lincoln | NE | 01/2013 | 07/2021 |
| Lincoln East Rotary Club | Lincoln | NE | 07/2013 | 07/2018 |
| Lpl Financial Llc | Lincoln | NE | 07/2021 | Present |
1- 10/10/2023 - NJN Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/27/2023 - 160 Hours Per Month/ 160 Hours During Trading 2- 10/11/2023 - A.V.E. Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/27/2023 - 0 Hours Per Month/ 0 Hours During Trading 3- 12/15/2023 - Associates of Clifton Park - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 2 Hours Per Month/ 0 Hours During Trading 4- 11/12/2024 - NJN Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/27/2023 - 160 Hours Per Month/ During Trading 5- 04/29/2026 - Kechely Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/28/2026 - 10 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-25 |
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