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Stephanie Lynne O'HAlloran

Bok Financial Securities, Inc.

Tulsa, OK

Tulsa, OK

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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-09-20
  • OK RA
    APPROVED
    Since 2021-09-20

Branch Locations

6036 South Yale, Tulsa, OK 74135 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 06/2013 12/2019
Penn Mutual Life Ins Co Horsham PA 06/2013 12/2019
Bok Financial Securities, Inc. Tulsa OK 12/2019 Present
Bokf, Na Tulsa OK 12/2019 Present
  • 06/2013 → 12/2019
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 06/2013 → 12/2019
    Penn Mutual Life Ins Co
    Horsham, PA
  • 12/2019 → Present
    Bok Financial Securities, Inc.
    Tulsa, OK
  • 12/2019 → Present
    Bokf, Na
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-17
S63 Uniform Securities Agent State Law Examination 2013-08-09
  • S65 Uniform Investment Adviser Law Examination
    2021-09-17
  • S63 Uniform Securities Agent State Law Examination
    2013-08-09
Other Names
  • Stephanie Lynne Dixon
  • Stephanie Lynne Dixon-Ohalloran
  • Stephanie Lynee O'HAlloran

View on SEC IAPD

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