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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-19 |
| CO | RA | APPROVED | 2021-11-24 |
Branch Locations
385 Inverness Pkwy Ste 310, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greenwood Village | CO | 10/2010 | Present |
1. 10/01/10 - PANORAMIC FINANCIAL SERVICES/ DBA ONLY/ GREENWOOD VILLAGE, CO. 2. 1/24/2019 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 10/01/2010 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-23 |
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