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Current Employers
Alta Wealth Advisors Llc

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-04-30
  • MA RA
    APPROVED
    Since 2018-04-30

Branch Locations

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities Llc Guaynabo PR 09/2012 12/2016
Lpl Financial, Llc Woburn MA 12/2016 Present
Pinnacle Private Wealth, Llc Woburn MA 12/2016 04/2018
Alta Wealth Advisors Llc Woburn MA 03/2018 Present
Previous Registrations
  • 2016-12-15 → 2018-05-23
    Pinnacle Private Wealth, Llc
    Burlington, MA
  • 2012-09-26 → 2016-12-21
    Methuen, MA
    Methuen, MA
    Andover, MA
    Andover, MA
    Haverhill, MA
    Wakefield, MA
    Plymouth, MA
    Methuen, MA
    Watertown, MA
    North Andover, MA
    North Andover, MA
    Methuen, MA
    Tewksbury, MA
    Worcester, MA
  • 2012-02-06 → 2012-09-19
    Methuen, MA
    Methuen, MA
    Methuen, MA
    Lawrence, MA
    Lawrence, MA
    Lawrence, MA
    Lawrence, MA
    Lawrence, MA
Other Businesses

1. 01/17/2018 - Porter Financial Inc. - Investment Related - Business Entity For Tax/Investment Purposes Only - President - Start Date 02/10/2017 - 30 Hours Per Month/5 Hours During Securities Trading. 2. 11/2/2018 - Alta Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2018 - 40 Hours Per Month/40 Hours During Securities Trading. 3. 11/8/2018 - Alta Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/27/2018 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisor LLC, an independent investment advisor firm. I started this business activity in 04/27/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/21/2018 - First American Insurance Underwriters - Investment Related - 460 Hillside Ave, Needham, MA 02494 - Non-Variable Insurance - Agent - Start Date: 10/23/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 11/21/2018 - Four Seasons Financial Group - Investment Related - 701A Route 73 South, Suite 400, Marlton, NJ 08053 - Non-Variable Insurance - Agent - Start Date: 10/23/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 6. 11/21/2018 - Ash Brokerage - Investment Related - 888 S. Harrison Street, Suite 900, Fort Wayne, IN 46802 - Non-Variable Insurance - Agent - Start Date: 10/23/2018 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-30
S63 Uniform Securities Agent State Law Examination 2008-01-18
  • S65 Uniform Investment Adviser Law Examination
    2012-01-30
  • S63 Uniform Securities Agent State Law Examination
    2008-01-18

View on SEC IAPD

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