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300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-04-30 |
Branch Locations
300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities Llc | Guaynabo | PR | 09/2012 | 12/2016 |
| Lpl Financial, Llc | Woburn | MA | 12/2016 | Present |
| Pinnacle Private Wealth, Llc | Woburn | MA | 12/2016 | 04/2018 |
| Alta Wealth Advisors Llc | Woburn | MA | 03/2018 | Present |
1. 01/17/2018 - Porter Financial Inc. - Investment Related - Business Entity For Tax/Investment Purposes Only - President - Start Date 02/10/2017 - 30 Hours Per Month/5 Hours During Securities Trading. 2. 11/2/2018 - Alta Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2018 - 40 Hours Per Month/40 Hours During Securities Trading. 3. 11/8/2018 - Alta Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/27/2018 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisor LLC, an independent investment advisor firm. I started this business activity in 04/27/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/21/2018 - First American Insurance Underwriters - Investment Related - 460 Hillside Ave, Needham, MA 02494 - Non-Variable Insurance - Agent - Start Date: 10/23/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 11/21/2018 - Four Seasons Financial Group - Investment Related - 701A Route 73 South, Suite 400, Marlton, NJ 08053 - Non-Variable Insurance - Agent - Start Date: 10/23/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 6. 11/21/2018 - Ash Brokerage - Investment Related - 888 S. Harrison Street, Suite 900, Fort Wayne, IN 46802 - Non-Variable Insurance - Agent - Start Date: 10/23/2018 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-18 |
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