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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-19
  • TX RA
    APPROVED
    Since 2026-03-19

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 07/2016 Present
Charles Schwab Bank, Ssb Westlake TX 02/2024 03/2026
Schwab Wealth Advisory, Inc. Westlake TX 03/2026 Present
  • 07/2016 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 02/2024 → 03/2026
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 03/2026 → Present
    Westlake, TX
Previous Registrations
  • 2014-09-26 → 2016-04-27
    Pnc Managed Account Solutions, Inc.
    Keller, TX
    Fort Worth, TX
  • 2012-07-12 → 2014-04-25
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
  • 2012-07-12 → 2014-04-25
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-22
S63 Uniform Securities Agent State Law Examination 2007-11-25
  • S66 Uniform Combined State Law Examination
    2012-06-22
  • S63 Uniform Securities Agent State Law Examination
    2007-11-25
Other Names
  • Robert Frost
  • Robert Frost
  • Robert Keith Frost
  • Robert Frost

View on SEC IAPD

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