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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-03-30 |
Branch Locations
1441 Brickell Avenue Suite 1700, Miami, FL 33131 • United States
579 Main Street, Bolton, MA 01740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 03/2021 |
| Bolton Global Capital | Bolton | MA | 03/2021 | Present |
| Bolton Global Asset Management | Bolton | MA | 03/2021 | Present |
1) Registered as an Investment Advisor Representative with Bolton Global Asset Management. Approved 3/31/2021 to provide services as IAR on accounts with custody at Morgan Stanley, JP Morgan, and Safra National Bank. Investment related and conducted from Branch location. 2) Owner and Managing Partner of Dolfina Group LLC, entity used for operating securities and investment advisory businesses through Bolton. Not directly investment related. Conducted from Branch location. Spend approximately 4-hours on activity per month outside of business hours. Joaquin is contact person. 3) Co-owner and Manager of Realport North, LLC, entity created in Florida in July 2021. Created to purchase and own land located in North Port, FL as a personal investment. Spends less than 1-hour per month on activity. Joaquin is contact person. Not conducted from Branch location. 4) Co-owner and 'Managing Director/Investment Officer' of Esphera Capital, LLC, established 3/21/2024 in Florida. Entity is used for operating investment related businesses, however, it is not directly investment related. Potentially conducted from branch location, spending up to 8-hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-15 |
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