Jerry Yao Chan

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-11-03
NJ	RA	APPROVED	2019-09-27

CA RA
APPROVED

Since 2020-11-03
NJ RA
APPROVED

Since 2019-09-27

Branch Locations

Brooklyn, NY • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Renew Financial	Oakland	CA	07/2015	03/2019
Ubs Financial Services Inc.	New York	NY	05/2019	Present

07/2015 → 03/2019

Renew Financial

Oakland, CA
05/2019 → Present

Ubs Financial Services Inc.

New York, NY

Previous Registrations

2013-12-09 → 2015-03-11

Morgan Stanley

San Francisco, CA
2008-02-11 → 2013-12-09

Ubs Financial Services Inc.

San Francisco, CA

Weehawken, NJ

San Francisco, CA

Other Businesses

1.Montten Slope Inc, Brooklyn NY United States-11215, Co-operation, Real Estate, New York City cooperative apartment, aka "co-op", Member of Board of directors, Treasurer for the board, reviewing finances for the apartment building, Start date-1/1/2026.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-20

S66 Uniform Combined State Law Examination

2019-09-20

Other Names

Jerry Chan
Jerry Yao Son Chan

View on SEC IAPD