Sean Donald Fellin

Current Employers

Employment History

• 04/2016 → 11/2025
  Apexium Financial Lp
  Dallas, TX
• 11/2025 → Present
  United Capital Financial Advisors, Llc
  Irving, TX
• 11/2021 → Present
  M Holdings Securities, Inc.
  Rye, NY

Previous Registrations

• 2021-06-10 → 2025-12-04
  Apexium Financial Lp
  Dallas, TX

Other Businesses

1) INSURANCE AGENT LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT, LLC. MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS. THIS GIVES AN INCENTIVE TO RECOMMEND INSURANCE PRODUCTS BASED ON THE COMPENSATION RECEIVED RATHER THAN ON THE CLIENT'S NEEDS. WHEN ACTING IN AN ADVISORY CAPACITY UNDER UNITED CAPTIAL, THERE IS A FIDUCIARY OBLIGATION TO ACT IN THE CLIENT'S BEST INTEREST. 2) REGISTERED REPRESENTATIVE AND INDEPENDENT CONTRACTOR OF M HOLDINGS SECURITIES, INC. (" M SECURITIES"), A REGISTERED BROKER-DEALER, MEMBER FINRA & SIPC. UNITED CAPITAL IS NOT AFFILIATED WITH M SECURITIES. WHEN ACTING IN THE CAPACITY OF A REGISTERED REPRESENTIVE, RECEIVES COMPENSATION GENERATED FROM COMMISSIONS AND SUCH COMPENSATION MAY VARY. THIS GIVES AN INCENTIVE TO RECOMMEND INVESTMENT PRODUCTS BASED ON THE COMPENSATION RECEIVED RATHER THAN ON THE CLIENT'S NEEDS. CLIENTS ARE UNDER NO OBLIGATION TO CONDUCT BROKERAGE BUSINESS THROUGH THE ASSOCIATE WITH M SECURITIES. WHEN ACTING IN AN ADVISORY CAPACITY UNDER UNITED CAPITAL, THERE IS A FIDUCIARY OBLIGATION TO ACT IN THE CLIENT'S BEST INTEREST.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-03-08
• S65 Uniform Investment Adviser Law Examination
  2021-05-06

Other Names

• Sean D Fellin