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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-11-15 |
Branch Locations
360 East Vine Street Suite 200, Lexington, KY 40507 • United States
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
360 East Vine Street Suite 200, Lexington, KY 40507 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Powell, Walton, Milward, A Division Of J. Smith Lanier & Co. | Lexington | KY | 06/2009 | Present |
| Royal Alliance Associates, Inc. | Lexington | KY | 07/2009 | Present |
1. A MARSH & MCLENNAN AGENCY COMPANY POSITION: Executive Vice President NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 170 START DATE: 01/08/2009 ADDRESS: 360 E Vine Street, Suite 200, Lexington KY 40507, United States; DESCRIPTION: I am an employee benefits advisor working with mid-size clients on placing their group insurance. 2) BWM REALTY PARTNERS POSITION: Partner NATURE: BWM Realty Partners is a group that was created to buy our current office building. There are 5 partners (1 am one of th 5) that own 2/3 of the building. BWM Realty Partners has no other holdings other than our current office building at 360 E Vine Street. Lexington, KY 40507. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2018 ADDRESS: 360 E Vine Street, Lexington KY 40502, United States DESCRIPTION: No duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-17 |
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