Mark Ethan Southard

Current Employers

Employment History

• 03/2019 → 10/2020
  Securian Financial Services Inc
  St Paul, MN
• 03/2019 → Present
  Minnesota Life Insurance Co
  St Paul, MN
• 03/2019 → Present
  Symmetry Financial Solutions
  San Antonio, TX
• 09/2017 → 03/2019
  Sole Proprietor
  Fredericksburg, TX
• 02/2017 → 09/2017
  Exion Energy
  Houston, TX
• 08/2016 → 02/2017
  Strom Power
  Ft. Lauderdale, FL
• 10/2020 → 06/2024
  Securities America, Inc.
  Fredericksburg, TX
• 10/2020 → 06/2024
  Securities America Advisors
  Fredericksburg, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fredericksburg, TX

Previous Registrations

• 2020-10-26 → 2024-06-14
  Securities America Advisors, Inc.
  Fredericksburg, TX
• 2019-05-16 → 2020-11-19
  Securian Financial Services, Inc.
  Fredericksburg, TX

Other Businesses

DBA: SI Wealth Management DBA: Symmetry Financial Solutions SOUTHARD INTERESTS LTD POSITION: Member NATURE: Family Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 16070 Warren Ranch Road, Hockley TX 78624 DESCRIPTION: This is a family partnership that is owned and operated by the two trustees assigned. I am merely a member of the family so I have a beneficial interest and own shares in the partnership. My involvement is as a member of the family and the advisor of record on the investment accounts held with AssetMark, with CNR as the investment firm. As for hours spent, I help with guided hunts a couple times a year to bring in revenue for the ranch. This is a family operation. SOUTHARD INTERESTS LTD POSITION: Advisor and Family Partner NATURE: Southard Interests LTD. - Family Partnership for which I have 1.87% share of. Owns investments and ranch property in Concho County, TX. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 16070 Warren Ranch Road, Hockley TX 77447 DESCRIPTION: I am the acting advisor on this account that is managed with AssetMark using City National Rochdale as the investment manager. SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2020 ADDRESS: 108 E. Trailmoor, Suite 7, Fredericksburg TX 78624 DESCRIPTION: Financial Advisor HIGHLAND CAPITAL BROKERAGE POSITION: Financial Advisor NATURE: Highland Capital Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2019 ADDRESS: 3535 Grandview Parkway, Suite 600, Birmingham AL 35243 DESCRIPTION: Variable life insurance

Exams

• S66 Uniform Combined State Law Examination
  2019-05-01