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110 E Market St, New Albany, IN 47150 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APP_PEND_IARCE | 2026-01-01 |
| IN | RA | APPROVED | 2021-08-30 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provident Retirement And Financial Services, Inc. | Clarksville | IN | 12/2002 | Present |
| Amazon, Inc. | Shepherdsville | KY | 06/2019 | 07/2019 |
| Whitestone Capital Management Llc | New Albany | IN | 05/2021 | Present |
| Brookstone Capital Management, Llc | Wheaton | IL | 01/2014 | 01/2023 |
PROVIDENT RETIREMENT & FINANCIAL SERVICES. INC. INSURANCE SALES, Investment Related. 2322 Quincetree Drive, Clarksville IN 47129 Through this business, Mr. Collins offers strictly Insurance financial products including fixed annuities, fixed index annuities and life insurance in the capacity as a licensed insurance agent. Garry E Collins is President of Provident Retirement and Financial Services, Inc. The business was originally named "Estate Planning Services of Kentuckiana, Inc., but shortly after being created, Mr. Collins changed the name to Provident Retirement and Financial Services, Inc. so as not imply in any way that he practices law in the arena of Estate Planning. Mr. Collins is not an attorney. Provident's Federal tax ID number did not change, only the name changed in November, 2002. The business was founded in September, 2002. Currently, Mr. Collins devotes approximately 1 hour per week in this business only servicing his existing clients and only occasionally meeting with a referred prospective client(s). These hours can be during securities trading hours and outside of those trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-04 |
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