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Current Employers
Whitestone Capital Management Llc

110 E Market St, New Albany, IN 47150 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APP_PEND_IARCE 2026-01-01
IN RA APPROVED 2021-08-30
  • KY RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IN RA
    APPROVED
    Since 2021-08-30

Branch Locations

Clarksville, IN • United States

110 E Market St, New Albany, IN 47150 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation Yes
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Provident Retirement And Financial Services, Inc. Clarksville IN 12/2002 Present
Amazon, Inc. Shepherdsville KY 06/2019 07/2019
Whitestone Capital Management Llc New Albany IN 05/2021 Present
Brookstone Capital Management, Llc Wheaton IL 01/2014 01/2023
Previous Registrations
Other Businesses

PROVIDENT RETIREMENT & FINANCIAL SERVICES. INC. INSURANCE SALES, Investment Related. 2322 Quincetree Drive, Clarksville IN 47129 Through this business, Mr. Collins offers strictly Insurance financial products including fixed annuities, fixed index annuities and life insurance in the capacity as a licensed insurance agent. Garry E Collins is President of Provident Retirement and Financial Services, Inc. The business was originally named "Estate Planning Services of Kentuckiana, Inc., but shortly after being created, Mr. Collins changed the name to Provident Retirement and Financial Services, Inc. so as not imply in any way that he practices law in the arena of Estate Planning. Mr. Collins is not an attorney. Provident's Federal tax ID number did not change, only the name changed in November, 2002. The business was founded in September, 2002. Currently, Mr. Collins devotes approximately 1 hour per week in this business only servicing his existing clients and only occasionally meeting with a referred prospective client(s). These hours can be during securities trading hours and outside of those trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-04
  • S65 Uniform Investment Adviser Law Examination
    2007-08-04

View on SEC IAPD

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