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Maria Luisa Chavez

Rbc Capital Markets, LLC

Los Angeles, CA

El Segundo, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-01
TX RA APPROVED 2026-04-01
VI RA APPROVED 2026-04-01
  • CA RA
    APPROVED
    Since 2026-04-01
  • TX RA
    APPROVED
    Since 2026-04-01
  • VI RA
    APPROVED
    Since 2026-04-01

Branch Locations

Los Angeles, CA • United States

2361 Rosecrans Ave Suite 460, El Segundo, CA 90245-7910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Los Angeles CA 08/2013 02/2023
Oppenheimer & Co. Inc. Los Angeles CA 02/2023 03/2026
Rbc Capital Markets, Llc El Segunda CA 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-08
S63 Uniform Securities Agent State Law Examination 2019-08-06
  • S65 Uniform Investment Adviser Law Examination
    2025-10-08
  • S63 Uniform Securities Agent State Law Examination
    2019-08-06

View on SEC IAPD

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