Adam Bateman

Current Employers

Employment History

• 11/2013 → Present
  Flagship Harbor Advisors, Llc
  Bradford, MA
• 11/2013 → Present
  Lpl Financial Llc
  Bradford, MA

Previous Registrations

• 2009-05-26 → 2013-12-05
  Msi Financial Services, Inc.
  Southborough, MA
  Danvers, MA
• 2007-11-19 → 2009-05-13
  Ubs Financial Services Inc.
  Manchester, NH

Other Businesses

(1) 12/02/2013: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - term, life, disability, LTC, fixed annuities (2) 12/02/2013: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (3) 12/06/2013: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Started 12/12/2013 - 50% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, LLC, an independent investment advisor firm. I started this business activity in December 12, 2013. I expect to spend approximately 50% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 1/16/2020 - Northern Peak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 40 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-16