Chase Michael Tushaus

Current Employers

Employment History

• 07/2016 → 01/2018
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 01/2018 → 05/2020
  Rbc Capital Markets, Llc
  La Jolla, CA
• 03/2017 → 06/2017
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 06/2017 → 04/2020
  City National Bank
  La Jolla, CA
• 04/2020 → 06/2021
  Optimist Retirement, Llc
  Bellevue, WA
• 05/2020 → Present
  Tushaus Wealth Management
  San Diego, CA
• 05/2020 → Present
  Tushaus Wealth Management Llc
  Scottsdale, AZ

Previous Registrations

• 2020-12-22 → 2021-08-30
  Tushaus Financial Management Group, L.L.C.
  Scottsdale, AZ
• 2020-05-05 → 2021-08-16
  Optimist Retirement Group, Llc
  Bellevue, WA
  San Diego, CA
• 2016-09-30 → 2020-04-29
  Rbc Capital Markets, Llc
  Beverly Hills, CA
  La Jolla, CA

Other Businesses

1. Chase Michael Tushaus is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. TWM always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of TWM in connection with such individual's activities outside of TWM. 2. Manager ; Tushaus Partners LLC; investment related: Yes; Location: 9141 E. Hidden Spur Trail Scottsdale AZ 85255 United States; Description of the business: insurance agency; Start date with business: 2021-05-17; Hours per month devoted to business during trading hours: 180 hours per month 160 of those hours during trading hours. Total compensation is 50%

Exams

• S66 Uniform Combined State Law Examination
  2016-09-30
• S63 Uniform Securities Agent State Law Examination
  2011-02-04