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Toma Simeonov Tomov

Frost Investment Services

Houston, TX

San Antonio, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-21
LA RA APPROVED 2024-01-29
TX RA APPROVED 2024-01-09
  • CO RA
    APPROVED
    Since 2025-07-21
  • LA RA
    APPROVED
    Since 2024-01-29
  • TX RA
    APPROVED
    Since 2024-01-09

Branch Locations

13630 East Fwy Ste 300, Houston, TX 77015 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 07/2011 08/2021
Bbva Securities Inc. Port Neches TX 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 08/2011 08/2021
Bbva Wealth Solutions Inc. Port Neches TX 03/2016 08/2021
Pnc Investments Beaumont TX 08/2021 10/2023
Frost Brokerage Services, Inc League City TX 01/2024 Present
  • 07/2011 → 08/2021
    Compass Bank
    Birmingham, AL
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Port Neches, TX
  • 08/2011 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 03/2016 → 08/2021
    Bbva Wealth Solutions Inc.
    Port Neches, TX
  • 08/2021 → 10/2023
    Pnc Investments
    Beaumont, TX
  • 01/2024 → Present
    Frost Brokerage Services, Inc
    League City, TX
Previous Registrations
  • 2021-08-18 → 2023-11-03
    Pnc Wealth Management Llc
    Kountze, TX
    Lumberton, TX
    Beaumont, TX
    Woodville, TX
    Beaumont, TX
    Beaumont, TX
    Beaumont, TX
    Sour Lake, TX
    Port Arthur, TX
  • 2016-03-28 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Port Arthur, TX
    Port Neches, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-17
S63 Uniform Securities Agent State Law Examination 2007-12-03
  • S65 Uniform Investment Adviser Law Examination
    2016-03-17
  • S63 Uniform Securities Agent State Law Examination
    2007-12-03
Other Names
  • Toma Tomov

View on SEC IAPD

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