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Inactive

Michael Brandon Allen

Manhattan West Asset Management, LLC

Los Angeles, CA

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Current Employers
Manhattan West Asset Management, Llc

1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-07
  • CA RA
    APPROVED
    Since 2026-01-07

Branch Locations

1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Beverly Hills CA 05/2013 08/2020
Morgan Stanley Private Bank, N.A. New York NY 03/2016 08/2020
Rbc Capital Markets, Llc Beverly Hills CA 08/2020 10/2025
City National Bank Beverly Hills CA 08/2020 01/2025
Manhattan West Asset Management, Llc Los Angeles CA 01/2026 Present
  • 05/2013 → 08/2020
    Morgan Stanley Smith Barney Llc
    Beverly Hills, CA
  • 03/2016 → 08/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2020 → 10/2025
    Rbc Capital Markets, Llc
    Beverly Hills, CA
  • 08/2020 → 01/2025
    City National Bank
    Beverly Hills, CA
  • 01/2026 → Present
    Manhattan West Asset Management, Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-30
  • S66 Uniform Combined State Law Examination
    2008-10-30
Other Names
  • Michael Allen
  • Brandon Michael Allen
  • Brandon Allen

View on SEC IAPD

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