Best Investors Account Sign in
Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-03-30
  • WI RA
    APPROVED
    Since 2022-03-30

Branch Locations

Waukesha, WI • United States

3333 Michelson Dr Suite 900, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Milwaukee WI 05/2012 03/2022
D.A. Davidson & Co. Waukesha WI 03/2022 Present
  • 05/2012 → 03/2022
    Robert W. Baird & Co.
    Milwaukee, WI
  • 03/2022 → Present
    Waukesha, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-10
  • S66 Uniform Combined State Law Examination
    2014-02-10
Other Names
  • Heidi Marie Rickert
  • Heidi Marie Rickert

View on SEC IAPD

More in Waukesha, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor