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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-08 |
Branch Locations
120 Hillcrest Drive., Coldwater, OH 45828 • United States
120 Hillcrest Drive, Coldwater, OH 45828 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp. | Coldwater | OH | 02/2000 | 11/2023 |
| Robert Knapke | Coldwater | OH | 01/2008 | Present |
| Independent Capital Management Llc | Coldwater | OH | 01/2011 | Present |
| Osaic Wealth, Inc. | Coldwater | OH | 11/2023 | 07/2024 |
| Lpl Financial Llc | Coldwater | OH | 07/2024 | Present |
1) 06/17/2024 - G&K Real Estate LLC - Real Estate Rental - Co-owner - OH 45828. - Investment related - 1 Hour per month - Start date: 06/01/2009. 2) 06/17/2024 - INDEPENDENT CAPITAL MANAGEMENT LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 4 Hours per month. 3) 06/17/2024 - KNAPKE BROTHERS CATTLE CO. LLC - Farm - Manager - OH 45036 - Non investment related - 10 Hours per month - Start date: 06/20/2017. 4) 06/17/2024 - Robert Knapke - Non-Variable Insurance - Selling: Term Life, IUL, Vanbridge - OH 45828 - Investment related - 8 Hours per month - Start date: 06/01/2009.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-23 |
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