Lucas Wilson Kauffman

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-05-24
PA	RA	APPROVED	2015-09-22

TX RA
APPROVED_RES

Since 2022-05-24
PA RA
APPROVED

Since 2015-09-22

Branch Locations

Lancaster, PA • United States

1717 Lititz Pike, Lancaster, PA 17601-6509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Lancaster	PA	03/2015	03/2020
Ameriprise Financial Services, Llc	Lancaster	PA	03/2020	Present

03/2015 → 03/2020

Ameriprise Financial Services, Inc.

Lancaster, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Lancaster, PA

Other Businesses

Real Estate Ownership; Multi-Family; 415 W Lemon St, , Lancaster, PA, 17603; Investment-Related; 04/28/2023. Business Ownership; LJS Group LLC; N/A; Conduit entity established to handle expenses, rent, utilities, hiring staff, plan production, and consulting; 1717 Lititz Pike, , Lancaster, PA, 17601; Investment-Related; 01/01/2022; 10 to 19 hours per month; 0 during trading hours. Outside Employment; LJS Group LLC; Owner; ; 1717 Lititz Pike, , Lancaster, PA, 17601; Investment-Related; 04/01/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-31

S66 Uniform Combined State Law Examination

2015-08-31

Other Names

Lucas Wilson Kauffman
Lucas Kauffman

View on SEC IAPD