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Karen Elizabeth Hubbard

Wells Fargo Advisors Financial Network, LLC

Melville, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2021-01-26
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2021-01-26

Branch Locations

510 Broadhollow Rd. Ste 209, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Garden City NY 06/2009 05/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2019
Wells Fargo Advisors Financial Network, Llc Melville NY 05/2019 Present
  • 06/2009 → 05/2019
    Morgan Stanley Smith Barney
    Garden City, NY
  • 01/2015 → 05/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2019 → Present
    Wells Fargo Advisors Financial Network, Llc
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
  • S66 Uniform Combined State Law Examination
    2021-02-05
Other Names
  • Karen Elizabeth Bocchicchio
  • Karen Elizabeth Cavanagh
  • Karen E Hubbard
  • Karen Hubbard

View on SEC IAPD

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