Best Investors
Account
Sign in
Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-05-17 |
| TX | RA | APPROVED | 2024-05-17 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chicago | IL | 06/2009 | 05/2024 |
| Rockefeller Financial Lllc | Chicago | IL | 05/2024 | Present |
*450951 - Trust; Investment related - Yes; Naperville, Illinois; 12/2020; During business hours: 0; After business hours: 5 *450955 - Estate ; Investment related - Yes; Naperville, Illinois; 12/2020; During business hours: 0; After business hours: 4 *450957 - Trust ; Investment related - Yes; Naperville, Illinois; 12/2020; During business hours: 0; After business hours: 1 *450958 - Estate ; Investment related - Yes; Naperville, Illinois; 12/2020; During business hours: 0; After business hours: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-21 |
Reach out to this advisor