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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-05
FL RA APPROVED 2014-06-25
  • TX RA
    APPROVED
    Since 2015-11-05
  • FL RA
    APPROVED
    Since 2014-06-25

Branch Locations

2400 N Commerce Pkwy, Weston, FL 33326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 01/2014 Present
Previous Registrations
  • 2009-01-21 → 2009-09-15
    Barclays Capital Inc.
    Miami, FL
  • 2007-12-13 → 2008-10-15
    Lehman Brothers Inc.
    Miami, FL
    New York, NY
Other Businesses

I*1333258 For profit or not for profit: For Profit Name of outside business organization: SWEATS MEDIA LLC Investment related: No Address of business: Weston, Florida, 33326 Position, title, association: General Partner/Managing Member Start date of relationship: 5/11/2023 Number of hours devoted: 10 hours Weekly Number of hours devoted during trading hours: 0 Duties: Social media content creator. I don't actively manage activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-29
  • S66 Uniform Combined State Law Examination
    2014-05-29
Other Names
  • Janaina Lucia Souza De Assis Ribeiro
  • Janaina Lucia S Ribeiro
  • Janaina Lucia Souza De Assis
  • Janaina Ribeiro
  • Janaina Lucia Souza De Assis Ribeiro
  • Janaina Lucia Souza De Assis
  • Janaina Lucia De Souza
  • Janaina S Ribeiro

View on SEC IAPD

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