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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-17 |
| TX | RA | APPROVED | 2026-04-17 |
Branch Locations
1455 16Th St Mall, Denver, CO 80202 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Denver | CO | 04/2026 | Present |
| Rbc Capital Markets, Llc | Denver | CO | 07/2024 | 04/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 08/2017 | 06/2024 |
| Bank Of America/Merrill Lynch | Salt Lake City | UT | 08/2017 | 06/2024 |
| Lyft | Salt Lake City | UT | 05/2017 | 02/2018 |
| Uber | Salt Lake City | UT | 05/2017 | 02/2018 |
| Domino's Pizza | Roy | UT | 04/2017 | 06/2017 |
| Wells Fargo | Salt Lake City | UT | 06/2015 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-16 |
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