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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-27
TX RA APPROVED_RES 2013-11-05
NJ RA APPROVED 2007-12-21
  • NY RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED_RES
    Since 2013-11-05
  • NJ RA
    APPROVED
    Since 2007-12-21

Branch Locations

2200 Fletcher Ave, Fort Lee, NJ 07024 • United States

Watermill, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lee NJ 09/2007 Present
Bank Of America, N.A. Fort Lee NJ 06/2011 Present
Other Businesses

I*130430 For profit or not for profit: Non-Profit Organization Name of outside business organization: Kaplen JCC on the Palisades Investment related: N Address of business: Tenafly, New Jersey 07670 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 5/1/2020 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Board Memberg

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-19
  • S66 Uniform Combined State Law Examination
    2007-12-19
Other Names
  • Ariel Faye Lippman
  • Ariel Lippman

View on SEC IAPD

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