Thomas Eugene James

Current Employers

Employment History

• 04/2005 → 02/2019
  Thomas James Consulting
  Whitsett, NC
• 08/2008 → 02/2019
  Elon University
  Elon, NC
• 07/2014 → 02/2017
  Triad Advisors, Inc.
  Norcross, GA
• 03/2017 → 12/2021
  Arkadios Capital
  Atlanta, GA
• 08/2016 → Present
  High Point University
  High Point, NC
• 07/2014 → 12/2021
  Acg Wealth Inc.
  Atlanta, GA

Previous Registrations

• 2014-07-16 → 2021-11-30
  Acg Wealth Inc.
  Durham, NC
  Atlanta, GA
• 2009-05-04 → 2014-07-16
  Tri Pillar Investments, Llc
  Durham, NC
• 2007-09-26 → 2009-04-29
  Cic Advisers, Llc
  Whitsett, NC

Other Businesses

1)HIGH POINT UNIVERSITY; NOT INVESTMENT RELATED; HIGH POINT, NC; EDUCATION- ASSISTANT PROFESSOR OF THE PRACTICE OF FINANCE; 8/2016; 100 HRS/MONTH ABOUT 64 HRS/MONTH ARE DURING SECURITIES TRADING HOURS; PREPARE & DELIVER LECTURES AND PREPARE AND GRADE EXAMINATIONS, ADVISE STUDENTS. 2) FOX ROTHCHILD LAW FIRM LOCATED AT 999 PEACHTREE STREET NE SUITE 1500, ATLANTA, GA 30309. ROLE: EXPERT WITNESS, START DATE: 12/2024, NOT INVESTMENT RELATED. ROLES: PROVIDE OPINION ON SECURITIES CASE. MOST TIME SPENT ON WEEKENDS AND EVENINGS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-03-07
• S65 Uniform Investment Adviser Law Examination
  2007-09-14

Designations

Other Names

• Thomas E James