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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nisivoccia & Company Llp | Mount Arlington | NJ | 06/1989 | Present |
| 1St Global Capital Corp. | Mount Arlington | NJ | 10/2007 | 10/2019 |
| 1St Global Advisors, Inc. | Mount Arlington | NJ | 12/2007 | 10/2019 |
| Avantax Insurance Services, Inc. | Mount Arlington | NJ | 08/2008 | 09/2025 |
| Avantax Advisory Services | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Mount Arlington | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) THE 200 CLUB OF MORRIS COUNTY POSITION: Treasurer NATURE: The 200 Club of Morris County proudly supports Morris County Police Officers, Fire Fighters, First Aid Squad Members, and Members of the New Jersey State Police serving Morris County who die in the line of duty. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: PO Box 231, Succasunna NJ 07876, United States DESCRIPTION: Approve and pay invoices for payments to vendors as well as scholarship and death benefit recipients. Review financial statements and other accounting reports prepared by bookkeeper. 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: REFERRING PARTNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/23/2015 ADDRESS: Ste 300, Mt Arlington NJ 07856, United States DESCRIPTION: referring partner 3) Wealthspring Financial Partners LLC; Owner; This is the proposed acquisition vehicle of various financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand.; IR; 1; 01/01/2022; 9 Ryan Court Long Valley NJ 07853; Passive investor 4) NAME OF OTHER BUSINESS: NISIVOCCIA LLP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 06/1989; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, TAX AND ADVISORY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-06 |
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