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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nisivoccia & Company Llp Mount Arlington NJ 06/1989 Present
1St Global Capital Corp. Mount Arlington NJ 10/2007 10/2019
1St Global Advisors, Inc. Mount Arlington NJ 12/2007 10/2019
Avantax Insurance Services, Inc. Mount Arlington NJ 08/2008 09/2025
Avantax Advisory Services Mount Arlington NJ 10/2019 09/2025
Avantax Investment Services, Inc. Mount Arlington NJ 10/2019 09/2025
Cetera Wealth Services, Llc Mount Arlington NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/1989 → Present
    Nisivoccia & Company Llp
    Mount Arlington, NJ
  • 10/2007 → 10/2019
    1St Global Capital Corp.
    Mount Arlington, NJ
  • 12/2007 → 10/2019
    1St Global Advisors, Inc.
    Mount Arlington, NJ
  • 08/2008 → 09/2025
    Avantax Insurance Services, Inc.
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Mount Arlington, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mount Arlington, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Mount Arlington, NJ
  • 2007-12-07 → 2019-10-25
    1St Global Advisors Inc
    Mount Arlington, NJ
Other Businesses

1) THE 200 CLUB OF MORRIS COUNTY POSITION: Treasurer NATURE: The 200 Club of Morris County proudly supports Morris County Police Officers, Fire Fighters, First Aid Squad Members, and Members of the New Jersey State Police serving Morris County who die in the line of duty. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: PO Box 231, Succasunna NJ 07876, United States DESCRIPTION: Approve and pay invoices for payments to vendors as well as scholarship and death benefit recipients. Review financial statements and other accounting reports prepared by bookkeeper. 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: REFERRING PARTNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/23/2015 ADDRESS: Ste 300, Mt Arlington NJ 07856, United States DESCRIPTION: referring partner 3) Wealthspring Financial Partners LLC; Owner; This is the proposed acquisition vehicle of various financial services and tax practices.  The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand.; IR; 1; 01/01/2022; 9 Ryan Court Long Valley NJ 07853; Passive investor 4) NAME OF OTHER BUSINESS: NISIVOCCIA LLP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 06/1989; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, TAX AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-06
  • S66 Uniform Combined State Law Examination
    2007-12-06
Other Names
  • Nick Sarinelli

View on SEC IAPD

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