Heidi Alyssa Wohlleb

Current Employers

Employment History

• 06/1989 → Present
  Nisivoccia & Company, Llp
  Mount Arlington, NJ
• 12/2007 → 10/2019
  1St Global Capital Corp.
  Mount Arlington, NJ
• 12/2007 → 10/2019
  1St Global Advisors, Inc.
  Mount Arlington, NJ
• 10/2008 → 09/2025
  Avantax Insurance Services, Inc.
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Mount Arlington, NJ
• 2008-03-25 → 2019-10-25
  1St Global Advisors Inc
  Mount Arlington, NJ

Other Businesses

1) NISIVOCCIA & COMPANY, LLC (FORMALLY INNOVATIVE WEALTH CARE ADVISORS, LLC) POSITION: ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2000 ADDRESS: Randolph NJ , United States DESCRIPTION: Provide financial services to clients. 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: REFERRING PARTNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2015 ADDRESS: Mt Arlington NJ , United States DESCRIPTION: Referring partner 3) NISVOCCIA WEALTH ADVISORS LLC POSITION: Referring Partner NATURE: Marketing and expense sharing of the Financial Services business. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/23/2015 ADDRESS: Mt Arlington NJ , United States DESCRIPTION: Referring partner 4) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various Financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Passive investor

Exams

• S66 Uniform Combined State Law Examination
  2008-03-24