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Current Employers
Assuredpartners Investment Advisors

4600 W. Cypress Street Suite 405, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-31
TX RA APPROVED 2024-07-31
  • IL RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED
    Since 2024-07-31

Branch Locations

9627 Wall Street, Nashville, IL 62263 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc. Nashville IL 05/2009 07/2024
Kestra Advisory Services, Llc. Nashville IL 04/2016 07/2024
Private Client Services Nashville IL 07/2024 Present
Assured Partners Investment Advisors Nashville IL 07/2024 Present
  • 05/2009 → 07/2024
    Kestra Investment Services, Llc.
    Nashville, IL
  • 04/2016 → 07/2024
    Nashville, IL
  • 07/2024 → Present
    Private Client Services
    Nashville, IL
  • 07/2024 → Present
    Assured Partners Investment Advisors
    Nashville, IL
Previous Registrations
  • 2016-04-19 → 2024-08-02
    Nashville, IL
    Janesville, WI
    Austin, TX
    Eagle, ID
    Lexington, KY
    Eagle, ID
    Lexington, KY
  • 2009-05-20 → 2016-09-22
    Kestra Investment Services, Llc
    Nashville, IL
    Springfield, IL
    Carterville, IL
    Janesville, WI
    Austin, TX
    Lexington, KY
    Eagle, ID
  • 2008-01-18 → 2008-04-15
    Kestra Investment Services, Llc
    Nashville, IL
  • 2007-12-05 → 2008-01-15
    Uvest Financial Services Group, Inc.
    Chesterfield, MO
    Charlotte, NC
Other Businesses

1) Benefits Plus. 2424 Harrodsburg Rd, Suite 207, Lexington-Fayette, KY 40503. TPA business conducted under DBA for Assured Partners Investment Advisors. Employee. 10 hrs/mo; 10 during trading hrs. Not investment related. 2)FSM Wealth, Inc. 9627 Wall St, Nashville, IL 62263. Financial Planning business conducted under DBA for Assured Partners Investment Advisors. Advisor. 160 hrs/mo; 130 during trading hrs. Not investment related. 3)Farmland Ownership. 22914 Richview Rd, Richview, IL 62877. Family Farm. Passive Owner. 1 hr/mo; 0 during trading hrs. Not investment related. 4) FSM Benefits. 2424 Harrodsburg Rd, Suite 207, Lexington-Fayette, KY 40503. TPA business conducted under DBA for Assured Partners Investment Advisors. Employee. 10 hrs/mo; 10 during trading hrs. Not investment related. 5) FSM Holdings, LLC. 17853 Mercantile Dr, Nashville, IL 62263. Ownership of company of the business building I work out of. Landlord. 2 hrs/mo; 2 during trading hrs. Not investment related. 6) AssuredPartners Investment Advisors, LLC. 4600 West Cypress Street, Suite 405, Tampa, FL 33607. RIA. 160 hrs/mo; 130 during trading hrs. 7) Rolling Acres. 22914 Richview Rd, Richview, IL 62877. This is the operational name of our family farm. Passive Owner. 1 hr/mo; 0 during trading hrs. Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-04
S63 Uniform Securities Agent State Law Examination 2007-10-17
  • S65 Uniform Investment Adviser Law Examination
    2007-12-04
  • S63 Uniform Securities Agent State Law Examination
    2007-10-17

View on SEC IAPD

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