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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-02-14 |
| NC | RA | APPROVED | 2019-02-13 |
Branch Locations
2905 Bethany Bend, Alpharetta, GA 30004 • United States
228 Sixth Avenue East, Henderson, NC 28792 • United States
5 North Ridge Commons Parkway, Weaverville, NC 28787 • United States
224 East Warren Street, Shelby, NC 28150 • United States
499 Woodruff Road, Greenville, SC 29607 • United States
100 Queens Road, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hendersonville | NC | 09/2013 | 02/2019 |
| Hometrust Bank | Hendersonville | NC | 07/2015 | Present |
| Infinex Investments, Inc. | Meriden | CT | 02/2019 | Present |
1.) 09/17/2013 - REAL ESTATE RENTAL - INV REL - 5% TIME SPENT - RENTAL PROPERTY LOCATED AT 32 MOUNTAIN SITE, ASHEVILLE, NC 28803. 2.) HomeTrust Bank. Yes, investment related. VP, Financial Advisor. Started Feb 2019. Approx 160 hours per month. Approx 136 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-11 |
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