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4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-09-27 |
| TX | RA | APPROVED | 2022-09-27 |
Branch Locations
4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Cedar Rapids | IA | 09/2007 | 11/2018 |
| Chris Graw | Cedar Rapids | IA | 07/2015 | 11/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 11/2018 |
| Scott Zach | Cedar Rapids | IA | 07/2018 | 11/2018 |
| Cwm, Llc Dba Carson Wealth Management Group | Omaha | NE | 11/2018 | 09/2022 |
| Cetera Advisor Networks | El Segundo | CA | 11/2018 | 09/2022 |
| Farmers Investment Services | Vinton | IA | 11/2018 | 09/2022 |
| Meadow Creek Homeowners' Association | Cedar Rapids | IA | 07/2018 | 12/2020 |
| Basepoint Wealth, Llc | Cedar Rapids | IA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-22 |
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