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Kathryn E Lafay

Strategic Advisers LLC

Blue Ash, OH

Covington, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
OH RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • OH RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Blue Ash, OH • United States

100 Magellan Way, Covington, KY 41015-1987 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 01/2008 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 01/2008 → Present
    Fidelity Brokerage Services Llc
    Covington, KY
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-03-22 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
  • 2018-07-13 → 2019-08-07
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-07-11 → 2018-07-13
    Strategic Advisers Llc
    Covington, KY
Other Businesses

OBA-12957|OrgNmn:Le Crochet de LaFay|Org Addr:Blue Ash,Ohio,US|OBA Nature:Making and selling handmade cr|Invst Rel:N|Title:Sole Proprietor|Duties:Crochet blankets and clothing items, sales and marketing functions|StrtDt:07-03-19|TotHrs/mon:20|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-09
S63 Uniform Securities Agent State Law Examination 2008-02-01
  • S66 Uniform Combined State Law Examination
    2014-07-09
  • S63 Uniform Securities Agent State Law Examination
    2008-02-01
Other Names
  • Kathryn Elizabeth Cox
  • Kathryn Elizabeth Pittman
  • Kathryn Pittman
  • Kathryn Elizabeth Lafay

View on SEC IAPD

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