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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-11-12
TX RA APPROVED 2019-11-07
  • NE RA
    APPROVED
    Since 2019-11-12
  • TX RA
    APPROVED
    Since 2019-11-07

Branch Locations

8555 Executive Wood Drive Suite 400, Lincoln, NE 68512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lincoln NE 08/2007 11/2019
Raymond James Financial Services, Inc. Lincoln NE 11/2019 Present
Raymond James Financial Services Advisors Inc. Lincoln NE 11/2019 Present
Previous Registrations
  • 2009-06-01 → 2019-11-11
    Lincoln, NE
    Lincoln, NE
  • 2007-10-10 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lincoln, NE
Other Businesses

(1)Name of Business: Downey Farms, Inc Address: 42949 Dale Valley Rd, Merna, NE, 68856, United States Activity Type: Agriculture/Farming Position/Title: Officer - Vice President, Officer - Secretary Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My Mom passed away in March 2015. My Dad installed me as VP and Secretary on his Downey Farms, Inc corporation (I believe this occurred in 2018). I do not own any shares nor do I receive income from this corporation. My duties are to help Dad submit minutes to the bank and help him organize his income and expenses of his farming operation (2)Name of Business: Focus Financial Address: 8555 Executive Woods Dr Ste 400, Lincoln, NE, 68512, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: Legatus of Lincoln Address: 3700 Sheridan Boulevard, Lincoln, NE, 68506, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Treasurer of Lincoln local chapter of Legatus. Attend Board meetings. Review and report chapter expenses and income to Board (4)Name of Business: Pius X Foundation Address: 6000 A Street, Lincoln, NE, 68510, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 08/25/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: help support the event coordination for fund raising activities involved. Listen to and advise the Foundation Board on these activities. I'm on the Finance sub-Committee. Meets quarterly with outside Investment Advisors who manage the Foundation portfolio (5)Name of Business: Scotch Pine Properties Address: 2324 Scotch Pine Trail, Lincoln, NE, 68512, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6)Name of Business: St Peter Catholic Church Address: 4500 Duxhall Dr, Lincoln, NE, 68516, United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 08/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am no longer a Parish Trustee for my Church. I do sit on the Finance Council Board. I attend quarterly meetings to review and discuss our Parish finances. I have no direct control over any accounts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-09
  • S66 Uniform Combined State Law Examination
    2007-10-09
Other Names
  • Robert Downey
  • Rob Downey

View on SEC IAPD

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