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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2019-11-12 |
| TX | RA | APPROVED | 2019-11-07 |
Branch Locations
8555 Executive Wood Drive Suite 400, Lincoln, NE 68512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lincoln | NE | 08/2007 | 11/2019 |
| Raymond James Financial Services, Inc. | Lincoln | NE | 11/2019 | Present |
| Raymond James Financial Services Advisors Inc. | Lincoln | NE | 11/2019 | Present |
(1)Name of Business: Downey Farms, Inc Address: 42949 Dale Valley Rd, Merna, NE, 68856, United States Activity Type: Agriculture/Farming Position/Title: Officer - Vice President, Officer - Secretary Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My Mom passed away in March 2015. My Dad installed me as VP and Secretary on his Downey Farms, Inc corporation (I believe this occurred in 2018). I do not own any shares nor do I receive income from this corporation. My duties are to help Dad submit minutes to the bank and help him organize his income and expenses of his farming operation (2)Name of Business: Focus Financial Address: 8555 Executive Woods Dr Ste 400, Lincoln, NE, 68512, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: Legatus of Lincoln Address: 3700 Sheridan Boulevard, Lincoln, NE, 68506, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Treasurer of Lincoln local chapter of Legatus. Attend Board meetings. Review and report chapter expenses and income to Board (4)Name of Business: Pius X Foundation Address: 6000 A Street, Lincoln, NE, 68510, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 08/25/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: help support the event coordination for fund raising activities involved. Listen to and advise the Foundation Board on these activities. I'm on the Finance sub-Committee. Meets quarterly with outside Investment Advisors who manage the Foundation portfolio (5)Name of Business: Scotch Pine Properties Address: 2324 Scotch Pine Trail, Lincoln, NE, 68512, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6)Name of Business: St Peter Catholic Church Address: 4500 Duxhall Dr, Lincoln, NE, 68516, United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 08/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am no longer a Parish Trustee for my Church. I do sit on the Finance Council Board. I attend quarterly meetings to review and discuss our Parish finances. I have no direct control over any accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-09 |
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