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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-05
  • NC RA
    APPROVED
    Since 2018-11-05

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 03/2010 Present
Tiaa Charlotte NC 03/2012 Present
Other Businesses

(1) START 05/01/01- 1-2 HRS/WK- NOT INVESTMENT RELATEDTARHEEL ANGUS BEEF SALES SELLING BEEF TO RESTAURANTS, FARMERS MARKETS, ETC IN SILVER CITY, NC - START DATE 10/15/2004 - TIME DEVOTED TO ACTIVITY 2-5 HOURS A WEEK - TIME DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS 0 NOT INVESTMENT RELATED. (2) 207 S HILLCREST RENTAL POSITION: Passive Owner NATURE: Passive Long-Term Rental Property. Managed by property management company, so totally passive INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 207 S Hillcrest Dr, Siler City NC 27344, United States DESCRIPTION: Single Family Rental Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-14
S63 Uniform Securities Agent State Law Examination 2007-10-19
  • S66 Uniform Combined State Law Examination
    2012-05-14
  • S63 Uniform Securities Agent State Law Examination
    2007-10-19
Other Names
  • Ross Kirkman

View on SEC IAPD

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