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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-06-02
MI RA APPROVED 2014-10-10
TX RA APPROVED 2014-10-09
  • LA RA
    APPROVED
    Since 2025-06-02
  • MI RA
    APPROVED
    Since 2014-10-10
  • TX RA
    APPROVED
    Since 2014-10-09

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 09/2014 Present
Bank Of America, N.A. Farmington Hills MI 08/2018 Present
Previous Registrations
  • 2011-10-05 → 2014-10-03
    Farmington Hills, MI
    West Palm Beach, FL
    Livonia, MI
    Rochester, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-04
S63 Uniform Securities Agent State Law Examination 2007-10-26
  • S66 Uniform Combined State Law Examination
    2011-10-04
  • S63 Uniform Securities Agent State Law Examination
    2007-10-26
Other Names
  • Heather May Block
  • Heather Hausmann
  • Heather May Block
  • Heather May Hausmann
  • Heather M Hausmann

View on SEC IAPD

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