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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-23
LA RA APPROVED 2016-03-17
OH RA APPROVED 2015-12-17
  • TX RA
    APPROVED_RES
    Since 2016-03-23
  • LA RA
    APPROVED
    Since 2016-03-17
  • OH RA
    APPROVED
    Since 2015-12-17

Branch Locations

213 North Market St., Minerva, OH 44657 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Minerva OH 12/2015 Present
Stratos Wealth Partners, Ltd Minerva OH 12/2015 Present
Other Businesses

1. 12/16/2015 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/3/2014 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 12/16/2015 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 12/22/2015 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/3/2014 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% TIME SPENT - IAR. 4. 4/11/2016: COY-KAMPH FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/16/15 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-17
  • S63 Uniform Securities Agent State Law Examination
    2015-06-17
Other Names
  • Susan Elaine Arsuffi

View on SEC IAPD

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