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Current Employers
Fingage Advisors Llc

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-24
  • CA RA
    APPROVED
    Since 2016-05-24

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Other Businesses

I am President of Fingage Holdings Inc., the parent company of Fingage Advisors LLC. I formed this company on November 30, 2015. The address of Fingage Holdings Inc. is the same as Fingage Advisors LLC. The company develops and owns the technology and investment models used by Fingage Advisors LLC. I estimate my time will be split roughly equally between the two entities. My duties at Fingage Holdings Inc. includes overseeing technological development and computer programming. I estimate 100 hours per month spent at Fingage Holdings Inc, or about 50% of my time. The number of hours during securities trading hours I estimate to be about 40 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-24
  • S65 Uniform Investment Adviser Law Examination
    2016-05-24

View on SEC IAPD

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