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Rakesh Ravani

J.P. Morgan Securities LLC

Chicago, IL

Chicago, IL

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-15
IL RA APPROVED 2024-06-07
  • TX RA
    APPROVED
    Since 2025-09-15
  • IL RA
    APPROVED
    Since 2024-06-07

Branch Locations

10 S Dearborn St Floor 11Th, Chicago, IL 60603 • United States

30 S. Wacker Drive, Chicago, IL 60606 • United States

10 South Dearborn, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 03/2017 09/2018
E*Trade Securities Llc Chicago IL 09/2018 08/2020
E*Trade Financial Corp Chicago IL 09/2018 08/2020
Edelman Financial Engines Santa Clara CA 08/2020 04/2024
J.P. Morgan Securities Llc Chicago IL 05/2024 Present
Jpmorgan Chase Bank, N.A. Chicago IL 05/2024 Present
Harris Direct Chicago IL 09/2018 08/2020
Rakesh Ravani Chicago IL 12/2014 05/2017
  • 03/2017 → 09/2018
    Morgan Stanley
    Chicago, IL
  • 09/2018 → 08/2020
    E*Trade Securities Llc
    Chicago, IL
  • 09/2018 → 08/2020
    E*Trade Financial Corp
    Chicago, IL
  • 08/2020 → 04/2024
    Edelman Financial Engines
    Santa Clara, CA
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 09/2018 → 08/2020
    Harris Direct
    Chicago, IL
  • 12/2014 → 05/2017
    Rakesh Ravani
    Chicago, IL
Previous Registrations
  • 2020-08-31 → 2024-04-26
    Edelman Financial Engines
    Orland Park, IL
    Mokena, IL
  • 2018-09-13 → 2020-09-16
    Harrisdirect Llc
    Chicago, IL
    Arlington, VA
  • 2017-06-07 → 2018-09-10
    Morgan Stanley
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-18
S66 Uniform Combined State Law Examination 2017-06-07
  • S63 Uniform Securities Agent State Law Examination
    2024-09-18
  • S66 Uniform Combined State Law Examination
    2017-06-07
Other Names
  • Rakesh Rajnikant Ravani
  • Rock Ravani
  • Rakesh Ravani
  • Rakesh R Ravani

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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