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1 North Franklin Suite 1850, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-03 |
| IL | RA | APPROVED | 2025-10-01 |
| TX | RA | APPROVED | 2025-10-01 |
Branch Locations
One North Franklin Suite 1850, Chicago, IL 60606 • United States
1 North Franklin Suite 1850, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakbrook | IL | 06/2012 | 09/2020 |
| Bank Of America, N.A. | Oakbrook | IL | 08/2012 | 09/2020 |
| Raymond James Financial Services, Inc. | Downers Grove | IL | 09/2020 | 09/2025 |
| Raymond James Financial Services Advisors, Inc. | Downers Grove | IL | 09/2020 | 09/2025 |
| Vestgen Advisors, Llc | Chicago | IL | 10/2025 | Present |
(1)Name of Business: N/A Address: Hinsdale, IL, 60521, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 04/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: see above Address: Hinsdale, IL, 60521, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 09/18/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: The Athlete Collective Inc Address: 5117 Main St, Downers Grove, IL, 60515, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 01/31/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will take a role of Chairman of the Board of Directors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-04 |
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