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290 S Preston Road Suite 220, Prosper, TX 75078 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Futurity First | Sugar Land | TX | 11/2012 | 06/2018 |
| Redhawk Wealth Advisors, Inc | Minneapolis | MN | 04/2017 | 09/2018 |
| Sequent Planning, Llc | Sugar Land | TX | 09/2018 | 07/2019 |
| The Broughton Investment Group, Inc. | Houston | TX | 07/2019 | Present |
| The Broughton Investment Group | Houston | TX | 03/2020 | 10/2022 |
| Logix Fiber Networks | Houston | TX | 04/2018 | 08/2019 |
| The Broughton Investment Group, Inc. | Houston | TX | 07/2019 | 03/2020 |
| The Broughton Investment Group Inc. | Houston | TX | 01/2021 | Present |
| Pyxis Capital, Inc | Katy | TX | 02/2023 | Present |
| North Star Wealth Management | Katy | TX | 02/2023 | Present |
Independent contractor/Agent for Alliance America as of 12/03/2024 (8725 Pendery Pl., Suite 104 University Park, FL 34201) offering insurance products to individuals. Commissions are paid by the issuing carriers for products sold. Hours per month vary, but are generally between 10-30. The duties include assessing a client's insurance needs and providing options thereto.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-04 |
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