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50 Old Courthouse Square Suite 300, Santa Rosa, CA 95404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-09 |
Branch Locations
50 Old Courthouse Square Suite 300, Santa Rosa, CA 95404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Rosa | CA | 02/2014 | 05/2021 |
| Sonoma Wealth Advisors | Sonoma | CA | 05/2021 | 05/2025 |
| Sonoma Allocations Llc | Santa Rosa | CA | 05/2025 | Present |
Name of outside business: Sonoma Allocations LLC - Insurance Sales; Is the business investment related: Yes; Location of the business: 50 Old Courthouse Square Suite 300 Santa Rosa CA 95404 US; Description of the business: This outside business activity related to the sales of insurance products such as life insurance, fixed annuities, and indexed annuities. Position Title: Principal; Responsibilities Duties: My responsibility is to provide holistic financial advice to my clients. ; Start date with business: 2025-05-12; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 1; Will an IRS form for income earned be received: Yes;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-10 |
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