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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-08-28
OH RA APPROVED 2026-08-28
  • ME RA
    APPROVED
    Since 2026-08-28
  • OH RA
    APPROVED
    Since 2026-08-28

Branch Locations

3847 Attucks Dr, Powell, OH 43065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Hilliard OH 01/2016 09/2016
Key Investment Services, Llc Hilliard OH 01/2016 09/2016
Keybank Hilliard OH 09/2016 06/2017
Key Investment Services, Llc Hilliard OH 09/2016 06/2017
Key Investment Services, Llc Hilliard OH 06/2017 08/2020
Key Investment Services Columbus OH 08/2020 07/2026
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
Rksz Llc Powell OH 08/2026 Present
Previous Registrations
  • 2016-09-14 → 2026-07-23
    Hilliard, OH
    Hilliard, OH
    Canton, OH
    Hilliard, OH
    Cleveland, OH
    Indianapolis, IN
    Brooklyn, OH
    Columbus, OH
Other Businesses

1. NAME OF OTHER BUSINESS: IGNYTE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA START DATE: 8/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL, INSURANCE AND ADVISORY SOLUTIONS TO CLIENTS. 2. NAME OF OTHER BUSINESS: RKSZ LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PAYING BUSINESS EXPENSES START DATE: 8/2026 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PAYS BUSINESS EXPENSES, ALLOCATES FUNDS, BAALANCES ACCOUNTS AND REVIEWS EXPENSES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-13
S63 Uniform Securities Agent State Law Examination 2013-12-30
  • S65 Uniform Investment Adviser Law Examination
    2016-09-13
  • S63 Uniform Securities Agent State Law Examination
    2013-12-30
Other Names
  • Rick Brady

View on SEC IAPD

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