Karl William Roelofs

Current Employers

Employment History

• 01/2010 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Spring Hill, FL

Previous Registrations

• 2017-06-30 → 2018-02-15
  Invest Financial Corporation
  Spring Hill, FL
  Clearwater, FL
  Crystal River, FL
  Appleton, WI

Other Businesses

1. 02/14/2018 - LIFE BROKERAGE FINANCIAL GROUP - Investment Related - 5327 COMMERCIAL WAY, STE C113, SPRING HILL FL 34606 - Non-Variable Insurance - AGENT - Start Date 1/4/10 - 15 Hours Per Month/2 Hours During Securities Trading. 2. 02/14/2018 - PREMIER WEALTH PLANNING - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 02/14/2018 - Livingston - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 02/14/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 02/14/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/1/2002. 6. 01/21/2022 - Roelofs Financial Group LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 3 Hours Per Month/3 Hours During Securities Trading. 7. 01/28/2026 - Premier Tax Team - Tax Prep/Accounting/CPA - Tax preparer - Investment Related - At Reported Business Location(s) - Start Date 01/20/2026 - 10 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-29
• S66 Uniform Combined State Law Examination
  2007-10-19