Mark Anthony Naprstek

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-11-19
CA	RA	APPROVED	2012-05-14

TX RA
APPROVED_RES

Since 2012-11-19
CA RA
APPROVED

Since 2012-05-14

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Scottsdale	AZ	05/2012	Present

05/2012 → Present

Lpl Financial Llc

Scottsdale, AZ

Previous Registrations

2011-06-09 → 2012-01-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
2007-02-21 → 2009-10-13

Mutual Service Corporation

Scottsdale, AZ

Boston, MA

Phoenix, AZ
2005-10-31 → 2007-02-12

Osaic Services, Inc.

Scottsdale, AZ

Phoenix, AZ

Phoenix, AZ
2005-08-16 → 2005-10-31

Sunamerica Securities, Inc.

Phoenix, AZ
2003-10-31 → 2005-02-04

Invest Financial Corporation

Omaha, NE

Other Businesses

(1) 05/01/2012: Thimble Investment Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-21
S63	Uniform Securities Agent State Law Examination	2002-04-02

S66 Uniform Combined State Law Examination

2003-10-21
S63 Uniform Securities Agent State Law Examination

2002-04-02

Other Names

Mark Anthony Naprstek
Mark Anthony Naprstek
Mark A Naprstek

View on SEC IAPD