Best Investors Account Sign in

Elizabeth Ashley Foti

Rbc Capital Markets, LLC

Stamford, CT

Danbury, CT

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-06-08
CT RA APPROVED 2017-11-29
TX RA APPROVED 2017-11-29
  • VI RA
    APPROVED
    Since 2023-06-08
  • CT RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States

Danbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Danbury CT 02/2011 11/2016
Wells Fargo Clearing Services, Llc Danbury CT 11/2016 11/2017
Rbc Capital Markets, Llc Stamford CT 11/2017 Present
Previous Registrations
Other Businesses

PRIME PUB, NOT INV RELATED, DANBURY, CT, SERVER, START: 9/27/2017, 50 HOURS PER MOTH/0 DURING TRADING, DUTIES: SERVING AND BARTENDER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-14
  • S66 Uniform Combined State Law Examination
    2012-02-14

View on SEC IAPD

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor