Colleen Mary Walsh

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-11-07

CO RA
APPROVED

Since 2023-11-07

Branch Locations

Basalt, CO • United States

310 Market Street #120, Basalt, CO 81621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Northfield	IL	08/2007	09/2019
Raymond James Financial Services, Inc.	Basalt	CO	09/2019	Present
Raymond James Financial Services Advisors, Inc.	Basalt	CO	09/2019	Present

08/2007 → 09/2019

Edward Jones

Northfield, IL
09/2019 → Present

Raymond James Financial Services, Inc.

Basalt, CO
09/2019 → Present

Raymond James Financial Services Advisors, Inc.

Basalt, CO

Previous Registrations

2007-10-25 → 2019-09-14

Edward Jones

Glenview, IL

Arlington Heights, IL

Northfield, IL

Arlington Heights, IL

St Louis, MO

Aspen, CO

Other Businesses

(1)Name of Business: DoubleDiamond Financial Services Address: 310 Market Street, Basalt , CO, 81621, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/13/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-11

S66 Uniform Combined State Law Examination

2007-10-11

View on SEC IAPD