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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
FL RA APPROVED 2022-10-07
  • TX RA
    APPROVED
    Since 2022-12-01
  • FL RA
    APPROVED
    Since 2022-10-07

Branch Locations

1555 E Mitchell Hammock Rd, Oviedo, FL 32765 • United States

2601 State Rd 434 W, Longwood, FL 32779 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorganchase Na New York NY 08/2007 06/2019
J.P. Morgan Securities Llc Mount Freedom NJ 10/2012 06/2019
Wells Fargo Bank, Na Cocoa FL 11/2020 04/2022
Wells Fargo Clearing Services, Llc Cocoa FL 11/2020 04/2022
Holiday Inn Club Vacations Kissimmee FL 06/2019 01/2020
Hilton Grand Vacations Orlando FL 01/2020 10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Titusville FL 07/2022 Present
Marriott Vacation World Orlando FL 05/2022 07/2022
Bank Of America, N.A. Titusville FL 09/2022 Present
  • 08/2007 → 06/2019
    Jpmorganchase Na
    New York, NY
  • 10/2012 → 06/2019
    J.P. Morgan Securities Llc
    Mount Freedom, NJ
  • 11/2020 → 04/2022
    Wells Fargo Bank, Na
    Cocoa, FL
  • 11/2020 → 04/2022
    Wells Fargo Clearing Services, Llc
    Cocoa, FL
  • 06/2019 → 01/2020
    Holiday Inn Club Vacations
    Kissimmee, FL
  • 01/2020 → 10/2020
    Hilton Grand Vacations
    Orlando, FL
  • 07/2022 → Present
    Titusville, FL
  • 05/2022 → 07/2022
    Marriott Vacation World
    Orlando, FL
  • 09/2022 → Present
    Bank Of America, N.A.
    Titusville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-05
S63 Uniform Securities Agent State Law Examination 2007-09-10
  • S66 Uniform Combined State Law Examination
    2022-10-05
  • S63 Uniform Securities Agent State Law Examination
    2007-09-10
Other Names
  • Fiona Kadesha Alfred
  • Fiona Kadesha Alfred
  • Fiona Kadesha Smith
  • Fiona K Alfred

View on SEC IAPD

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