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Daniel Henri Broussard

Charles Schwab & Co., Inc.

San Tran Valley, AZ

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-30
CA RA APPROVED 2009-09-10
  • AZ RA
    APPROVED
    Since 2023-05-30
  • CA RA
    APPROVED
    Since 2009-09-10

Branch Locations

San Tran Valley, AZ • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co, Inc Phoenix AZ 05/2009 Present
Az Army National Guard Phoenix AZ 04/2009 10/2017
Charles Schwab Bank Phoenix AZ 02/2011 Present
  • 05/2009 → Present
    Charles Schwab & Co, Inc
    Phoenix, AZ
  • 04/2009 → 10/2017
    Az Army National Guard
    Phoenix, AZ
  • 02/2011 → Present
    Charles Schwab Bank
    Phoenix, AZ
Previous Registrations
  • 2007-10-31 → 2009-02-05
    Edward Jones
    San Tan Valley, AZ
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2007-10-11
Other Names
  • Daniel Broussard

View on SEC IAPD

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